Herbert Marcuse was born in Germany in1898, and died at the
age of eighty-one, in 1979. He was a
student of Heidegger and Husserl and was deeply influence by the philosophy of
Hegel. [Faithful readers will know that
I have an allergic reaction to Hegel, so I consider it an evidence of my
admirable broadmindedness that I am willing to take Herbert's works seriously,
as I do.] In 1932, Marcuse published his
first major work, Hegel's Ontology and
Theory of Historicity. The next
year, he joined the Frankfort Institute for Social Research, which had gathered
to itself the most brilliant left-wing thinkers in Germany -- Horkheimer,
Adorno, Benjamin, Fromm, and many others.
In 1934, fleeing the Nazis like many other intellectuals, Marcuse came
to the United States. During the Second
World War he worked in Washington for the organization that eventually became
the CIA, heading up the German Desk. It was
there that he met and befriended Barrington Moore, Jr., who was working on the
Soviet desk. They remained close friends
for the rest of Marcuse's life, and it was at Moore's house that I first met
Marcuse in 1960 or 61.
Although
Marcuse was a formidably raffine
German intellectual, he became, almost through a series of accidents, the
inspiration and idol for young, rebellious German, French, and American
students in the 1960's, gaining such wide name recognition that at one point he
even was mentioned in a New Yorker
cartoon. Herbert was somewhat bemused by
this fame, and publicly disavowed any interest in it, but I have always thought
he was secretly amused and pleased by it.
Marcuse taught for some years at Brandeis, and then, when he reached
retirement age and Brandeis would not extend his contract, he went for a time
to UC San Diego, where he taught Angela Davis, among others. The two books by which he is best known in
the United States are Eros and
Civilization, published in 1955, and One-Dimensional
Man, published in 1964.
In order to
understand One-Dimensional Man, it is
essential to have some grasp of the set of issues that Marcuse and the other
members of the Frankfort Institute were grappling with in the 1930's and
afterward. I believe this is what French
intellectuals and their American epigones would call his
"problematic," although I dislike that term. For these thinkers, the two great influences
on their understanding of the world around them were Sigmund Freud and Karl
Marx [and on mine as well, I might add.]
But it was very difficult to see how the insights of these two great
thinkers were to be combined, or even held in the same consciousness. Freud took the larger social and economic
world of himself and his patients as a given fact, to which, as a medical
doctor, he gave very little thought. His
realm of investigation was the individual unconscious, with heavy emphasis on
the development of the unconscious in early childhood. Perhaps his central analytical concept is the
notion of repression, the forcing
into the unconscious of "unacceptable" thoughts and wishes, which,
despite the repression, retained their power to disrupt conscious adult
functioning. Freud was deeply
pessimistic about the human condition, as he made clear in such speculative
works as Civilization and its Discontents. The survival of the human race, he argued,
requires the stifling of powerful libidinal instincts, or at the very least, the
sublimation of erotic energies in productive and socially acceptable
activities, such as art, literature, industry, and even war. No amount of psychoanalysis, Freud thought,
however successful in relieving neuroses, could alter the fact that the
infantile fantasy of instantaneous gratification of libidinal desires is incompatible
with the reality orientation required for survival and for civilization
itself. Notice that although these views
seem to be about the social and economic world, their universality and
pessimism is such that they leave that world untouched, unaltered, and hence
unchallenged. In this sense, Freud's
views, while scandalous to his world, were in fact in their effect conservative
rather than revolutionary.
The focus
of Marx's mature work was the socio-economic structure of capitalist economies
-- what he called, echoing Newton, "the laws of motion of capitalist
economy." Although in his twenties
he wrote some very suggestive and important essays about the psychodynamics of
labor in a capitalist economy -- essays that, as we shall see, had a considerable
effect on Marcuse and other mid-twentieth century left intellectuals -- it was
the economic theory set forth in the five thousand pages of the six volumes of Capital and several other works that
were his great legacy. Particularly
after the success of the Bolshevik revolution in Russia, carried out in his name
if not in his spirit, it was Marx's theories of capitalist exploitation, of
crises, and of the possible transition from capitalism to socialism, not the
early speculations on unalienated labor, that were most widely associated with
his name.
The key
concept of Marx's analysis of capitalism is surplus
labor -- the labor that workers expend over and above what is necessary to
reproduce their conditions of existence.
In any society, under any circumstances, a certain amount of labor must
be expended to grow food, produce clothing and shelter, provide medical and
other services, and care for the children who are the new generation of
workers. Marx calls this “necessary
labor," and he makes it clear that this labor must be performed no matter
what the "social relations of production" may be. But because capitalists own or control the
means of production, they can force workers to labor longer hours than is
necessary for their existence. The
capitalists appropriate this "surplus labor," in the form of the
products which they sell in the market.
Marx's central analytical claim is that profit is nothing but the money form of the surplus labor extracted
from the workers. Marx calls this
appropriation of surplus labor "exploitation." Thus, the central conclusion of Marx's
analysis, which, despite certain technical and mathematical problems I consider
fundamentally correct, is that capitalism
rests on the exploitation of the working class.
The central
project of the Frankfurt School, to put it in a phrase, was to bring Freud and
Marx into fruitful conjunction, and, by somehow fusing their insights and
teachings, produce an integrated theory of human existence in a mature
capitalist economy and society. In their
different ways, Horkheimer, Adorno, Fromm, Marcuse and others were all embarked
upon this same quest. After the collapse
of the Weimar Republic and the advent of Nazism, their principal effort was to
understand how such horrors could come to be in a society that seemed to be at
the height of refinement, intellectual development, and artistic and cultural
realization. Many of the great works of
the mid-century period deal, in one way or another, with this question. [See, for example, Horkheimer and Adorno's
study of The Authoritarian Personality
-- note the fusion of psychoanalytic and socio-political themes in the title
itself.]
In Eros and Civilization, Marcuse, in a
truly brilliant coup de theatre,
combines the concepts of repression
and surplus labor, and gives us, as a
key to understanding life in a capitalist society, the concept of surplus repression.
Marcuse was
powerfully struck by the fact that in a mature capitalist society, workers seem
to internalize psychologically the demands of their bosses, treating the repression
of their natural instincts in the factory or shop or office as signs of virtue
rather than as painful constraints necessitated by the fact that they have been
deprived of access to and ownership of the means of production. To be
sure, some deferral of gratification and control of libidinal instincts is
unavoidable. That Marcuse had learned
not only from Freud but also from Marx.
But the quantum of repression that workers inflict on themselves far exceeds what is required by what Freud called
"the reality principle." This surplus repression serves no useful
function for the workers. It does,
however, serve a very useful function for capitalists, for it vastly increases
their profits. Here is the way I put the
same point more than twenty years ago in my little book, Moneybags Must be so Lucky:
"[T]he worker, as purveyor of abstract, averagely
efficient labor is torn between her natural human needs and the needs of
capital. Her mind and body require a
graceful, rational, integrated development if she is to achieve a healthy
fulfillment of her nature. But the
exigencies of profitability demand the services of a neutral, adaptable labor
power unencumbered by such obstructive predispositions as natural body rhythms,
craft traditions, or a preference for participation in the planning, direction,
and evaluation of the activity of production.
The concept of abstract labor is socially valid because the more fully the worker construes his
actual work situation in its terms, the more successful he is, as measured by
the criteria implicit in the concept itself -- criteria endlessly reconfirmed
by employers, fellow-workers, ministers, teachers, and even by the members of
his own family. The more completely he
remakes himself in the image of abstract labor, the more likely he is to get
and hold a job, win the praise of those around him, and weather the periodic
economic storms. This repeated social
confirmation confers objective validity on the concept, so that finally it
comes to seem that resistance to the regime of the machine is mulish
stubbornness, rejection of the authority of the bosses is sinful
rebelliousness, and dissatisfaction with a subsistence wage is
self-indulgence." [Third Lecture: Mrs.
Feinschmeck's Blintzes.]
Marcuse
noted that although the output of goods and services in modern capitalist
economies has grown vastly during the nineteenth and twentieth centuries,
workers are actually putting in longer hours now than they had half a century
earlier. This is clearly humanly
irrational, he argued, but of course immensely profitable for capital. The function of the surplus repression manifested in longer work hours and speeded up
production lines, even in dress codes and modes of deference and demeanor in
the work place, is simply to serve capital's insatiable need for
accumulation. The very structure of
desire itself is manipulated and distorted to ensure adequate demand for
capital's products, with "needs" being created for products that no
sane person could truly be said to need.
I'm very glad you're writing about this, I have just been re-reading One-Dimensional Man. One thing that strikes me is how very large Hegel looms. If you have comments on that, I'd be interested. It does seem to me that Luckas's reinsertion of Hegel into Western Marxism in History and Class Consciousness was a quite important (and, by my lights, unfortunate) event in 20th-century Western Marxism--a kind of return of the Left Hegelianism that Marx had lampooned in Bauer. I'm going to send you a draft paper about this in a bit, but would be glad to read your further thoughts on Marcuse and Hegel.
ReplyDelete